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Broker-Dealer Regulation in a Nutshell (Nutshell Series) - Thomas Hazen
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Thomas Hazen:

Broker-Dealer Regulation in a Nutshell (Nutshell Series) - Paperback

2011, ISBN: 0314189572

[SR: 316205], Paperback, [EAN: 9780314189578], West Academic, West Academic, Book, [PU: West Academic], 2011-02-28, West Academic, This title is designed to provide an introduction and ov… More...

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Broker-Dealer Regulation in a Nutshell - Hazen, Thomas Lee
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Broker-Dealer Regulation in a Nutshell - used book

ISBN: 9780314189578

This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well a… More...

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Hazen, Thomas:
Broker-Dealer Regulation in a Nutshell (Nutshells) - Paperback

2011

ISBN: 0314189572

[EAN: 9780314189578], Gebraucht, wie neu, [PU: West Academic Publishing], Almost new condition.

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Hazen, Thomas:
Broker-Dealer Regulation in a Nutshell - Paperback

2011, ISBN: 9780314189578

Paperback, Great customer service. You will be happy!, Neubuch, P11, [PU: West Academic Publishing]

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Thomas Hazen:
Broker-Dealer Regulation in a Nutshell (Nutshells) - Paperback

2011, ISBN: 0314189572

[EAN: 9780314189578], Neubuch, [PU: West Academic Publishing]

NEW BOOK. Shipping costs: EUR 5.59

  - Irish Booksellers, Rumford, ME, U.S.A. [57531671] [Rating: 5 (von 5)]

Details of the book
Broker-Dealer Regulation in a Nutshell

This title provides an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues, as well as market regulation generally. It offers an understanding of basic concepts and the underlying regulatory scheme, with explanations of sales practices, analysts' conflicts of interest, civil liabilities, and arbitration. This title also provides an overview of industry self-regulation under FINRA (the Financial Industry Regulatory Authority).

Details of the book - Broker-Dealer Regulation in a Nutshell


EAN (ISBN-13): 9780314189578
ISBN (ISBN-10): 0314189572
Paperback
Publishing year: 2011
Publisher: WEST PUB
271 Pages
Weight: 0,272 kg
Language: eng/Englisch

Book in our database since 2012-01-29T08:41:32-05:00 (New York)
Detail page last modified on 2018-07-20T14:21:25-04:00 (New York)
ISBN/EAN: 9780314189578

ISBN - alternate spelling:
0-314-18957-2, 978-0-314-18957-8


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