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Protecting Your Practice - Katherine Vessenes
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Katherine Vessenes:

Protecting Your Practice - used book

ISBN: 157660053X

ID: 4360787

This is the benchmark book for building client relationships, growing a practice, and avoiding litigation--written in association with the world's leading organization for financial services professionals. Audience: Broker-dealers and their home-office personnel, registered reps, accountants, tax advisers, insurance agents and insurance companies, wire houses, fee and commission planners, attorneys, trust officers, estate planners, and development officers in planned-giving departments. As investors gravitate toward no-load mutual funds and do-it-yourself investing through discount brokers, professionals are being squeezed by competition, consumer wariness, and tighter enforcement by the SEC, NASD, and state securities regulators. This book addresses these challenges, helping anyone offering financial advice to be more competitive, build client loyalty, and avoid the liabilites that come with managing someone's money in today's complex investment environment. How to offer better service, comply with key regulations, maintain vital records with a minimum of paperwork, and protect a business from malpractice claims. business,business and investing,education and reference,finance,investing,law,popular economics,reference Law, Bloomberg Press

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Protecting Your Practice - Vessenes, Katherine; International Association for Financial Planning
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Vessenes, Katherine; International Association for Financial Planning:

Protecting Your Practice - new book

ISBN: 9781576600535

ID: 537368

This is the benchmark book for building client relationships, growing a practice, and avoiding litigation--written in association with the world's leading organization for financial services professionals. Audience: Broker-dealers and their home-office personnel, registered reps, accountants, tax advisers, insurance agents and insurance companies, wire houses, fee and commission planners, attorneys, trust officers, estate planners, and development officers in planned-giving departments. As investors gravitate toward no-load mutual funds and do-it-yourself investing through discount brokers, professionals are being squeezed by competition, consumer wariness, and tighter enforcement by the SEC, NASD, and state securities regulators. This book addresses these challenges, helping anyone offering financial advice to be more competitive, build client loyalty, and avoid the liabilites that come with managing someone's money in today's complex investment environment. How to offer better service, comply with key regulations, maintain vital records with a minimum of paperwork, and protect a business from malpractice claims. Business Business eBook, Wiley

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Protecting Your Practice
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Protecting Your Practice - new book

ISBN: 9781576600535

A key resource for financial advisors from a leading authority on legal, compliance, and ethics issues, PROTECTING YOUR PRACTICE shows how to build client relationships, grow a practice, and avoid lawsuits in an environment that's become increasingly competitive and adversarial. Includes forms and checklists. Textbooks New Books ~~ Business & Economics~~ Investments & Securities ~~ General Protecting-Your-Practice~~Katherine-Vessenes Wiley

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Protecting Your Practice - Vessenes, Katherine
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Vessenes, Katherine:
Protecting Your Practice - hardcover

1997, ISBN: 157660053X, Lieferbar binnen 4-6 Wochen Shipping costs:Versandkostenfrei innerhalb der BRD

ID: 9781576600535

Internationaler Buchtitel. In englischer Sprache. Verlag: John Wiley & Sons, 512 Seiten, L=223mm, B=148mm, H=37mm, Gew.=776gr, [GR: 17830 - HC/Volkswirtschaft], [SW: - Business / Economics / Finance], Gebunden

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Protecting Your Practice (Bloomberg Financial) - Vessenes, Katherine
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Vessenes, Katherine:
Protecting Your Practice (Bloomberg Financial) - used book

ISBN: 157660053X

ID: 11572264856

[EAN: 9781576600535], Gebraucht, guter Zustand, [PU: Bloomberg Press]

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